In House Opportunities

In House Policy & Compliance Counsel - Irvine, CA

Our client, the global leader in semiconductors for wired and wireless communications, seeks an attorney with 10+ years of experience to join its thriving organization. This person will be responsible for overseeing the company’s compliance activities, with an emphasis on business ethics and compliance with applicable laws, regulations and internal policies.  particular, this attorney will oversee the company’s Code of Ethics and Corporate Conduct, which sets the basic internal standards to be observed by all directors, officers and employees of the company in order to emphasize and further strengthen corporate governance, business ethics and compliance systems throughout the entire company.

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Senior Counsel, Capital Markets - San Francisco, CA

Wells Fargo seeks a Senior Corporate Counsel to support the Bank’s Capital Markets Group in its foreign exchange and international financial services businesses.  The successful candidate will have at least 7+ years experience as an attorney. Candidates should have experience in negotiating and documenting sophisticated commercial banking and capital markets transactions.  REF # 119-SLS

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Sr. Director, Business Conduct - Silicon Valley, CA

The ideal candidate will have 8+ years of pharmaceutical compliance or analogous experience in a corporate or law firm environment. Familiarity with the laws and regulations governing the labeling and promotion of pharmaceuticals is required.  Relocation candidates will be considered.  REF # 112-SLS

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Our client, one of the world’s largest and most successful investment managers is seeking to hire an experienced investment management/fund attorney to add to its growing and prestigious legal department.

The successful candidate will have 8-12 years of relevant experience in a major law firm and/or in the legal department of a leading organization.  Significant experience in asset management, investment products and related regulatory issues, including ’40 Act experience, is required.  Responsibilities include providing legal advice and consultation, focusing on a variety of legal issues relating to mutual funds and other structured asset management products, including exchange traded funds.  This lawyer will also directly manage business relationships and communicate regularly with senior management regarding legal and business risks.

Specific responsibilities include: address complex issues demonstrating broad knowledge, critical thinking and experience in asset management; supervise, manage and guide other attorneys while remaining an active practitioner;  partner and provide strategic guidance to business groups;  participate in creating and implementing new products; foster strong working relationships with business people;  manage, in conjunction with business support groups, external counsel to deliver cost-effective results; and coordinate with the compliance group.

The successful candidate must possess a collaborative approach.  He/She must also have the creativity, vision and mature judgment to make decisions with less than perfect information and be willing to “roll up one’s sleeves” to get the job done.  Personal gravitas and presence to work closely with business executives and leaders is also a must.  REF # 104-SLS